SFC Licences of YAU Wing Man, Winnie 尤頴敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Pulsar Capital Limited 脈搏資本有限公司
RO 6 08 June 2020
Pulsar Capital Limited 脈搏資本有限公司
RE 1 19 February 2020
Pulsar Capital Limited 脈搏資本有限公司
RE 6 19 February 2020 08 June 2020
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RO 6 27 March 2015 26 June 2019
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1 19 March 2015 26 June 2019
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 6 19 March 2015 27 March 2015
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司
RE 1 22 August 2011 16 February 2015
Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司
RO 6 01 September 2010 16 February 2015
FDB Financial Group Limited 灃展金融集團有限公司
RO 6 24 August 2009 12 April 2010
FDB Financial Group Limited 灃展金融集團有限公司
RE 6 20 July 2009 24 August 2009
CSC Asia Limited 群益亞洲有限公司
RO 6 08 October 2004 30 June 2009
CSC Asia Limited 群益亞洲有限公司
RE 6 01 April 2003 08 October 2004
CSC Asia Limited 群益亞洲有限公司
RE 4, 9 01 April 2003 30 March 2004