SFC Licences of HO Kwong Chat 何廣澤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wanhai Securities (HK) Limited 萬海證券(香港)有限公司 RO 4 01 April 2003 31 January 2014
Wanhai Securities (HK) Limited 萬海證券(香港)有限公司 RO 1 01 April 2003 31 January 2014
Wanhai Securities (HK) Limited 萬海證券(香港)有限公司 RO 6 01 April 2003 17 November 2004
Wanhai Securities (HK) Limited 萬海證券(香港)有限公司 RO 9 01 April 2003 17 November 2004