SFC Licences of WONG Man Ling 王曼玲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 03 October 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 21 February 2013 02 October 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 18 December 2012 02 October 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 18 December 2012
Cinda International Securities Limited 信達國際證券有限公司 RE 1 22 February 2012 13 December 2012
Cinda International Futures Limited 信達國際期貨有限公司 RE 2 22 February 2012 13 December 2012
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 21 May 2004 11 February 2012
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 21 May 2004 11 February 2012
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 12 May 2003 11 February 2012
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 7 12 May 2003 07 July 2003
Kingston Securities Limited 金利豐證券有限公司 RE 9 01 April 2003 22 April 2003
Kingston Securities Limited 金利豐證券有限公司 RE 7 01 April 2003 22 April 2003
Kingston Securities Limited 金利豐證券有限公司 RE 1 01 April 2003 22 April 2003
Kingston Securities Limited 金利豐證券有限公司 RE 6 01 April 2003 22 April 2003
Kingston Securities Limited 金利豐證券有限公司 RE 4 01 April 2003 22 April 2003