SFC Licences of MIZUNO Kosuke

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RO 6 22 August 2022
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RO 2 22 August 2022
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 2 05 May 2022 22 August 2022
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RO 4 16 June 2021
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RO 1 14 July 2020
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RO 4 13 October 2014 30 March 2016
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RO 1 13 October 2014 30 March 2016
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RO 4 30 September 2005 27 October 2007
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RO 1 30 September 2005 27 October 2007
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 4 24 August 2005 30 September 2005
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 01 April 2003 30 September 2005
Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司 RE 1 01 April 2003 07 February 2005
Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司 RE 6 01 April 2003 07 February 2005
Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司 RE 9 01 April 2003 07 February 2005
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 9 01 April 2003 07 February 2005
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 6 01 April 2003 07 February 2005
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 4 01 April 2003 07 February 2005
Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司 RE 4 01 April 2003 07 February 2005