SFC Licences of KWOK Wing Ho Felix 郭永晧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 1 07 December 2021
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 RO 1 07 December 2021
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RO 1 07 December 2021
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 27 August 2021 07 December 2021
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 RE 1 27 August 2021 07 December 2021
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 27 August 2021 07 December 2021
CES Forex (HK) Limited 光證外匯（香港）有限公司 RE 3 27 August 2021
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 2 27 August 2021
CORNERSTONE ASSET MANAGEMENT LIMITED 基石資產管理有限公司 RO 9 08 May 2020 12 January 2021
Cornerstone Securities Limited 基石證券有限公司 RO 4 08 February 2018 12 January 2021
Cornerstone Securities Limited 基石證券有限公司 RO 1 24 August 2016 12 January 2021
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RO 2 15 July 2014 20 October 2015
CES Forex (HK) Limited 光證外匯（香港）有限公司 RE 3 05 August 2013 20 October 2015
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 04 December 2012 20 October 2015
Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 RE 6 06 August 2009 15 November 2012
Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 RE 1 06 August 2009 15 November 2012
China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 RO 2 14 September 2007 16 November 2012
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 2 17 July 2006 15 July 2014
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 17 July 2006 27 July 2009
South China Commodities Limited 南華期貨有限公司 RE 2 31 January 2005 25 June 2006
South China Securities Limited 南華證券投資有限公司 RE 1 31 January 2005 25 June 2006