SFC Licences of YANG Shih Hau, Richard 楊世浩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nexus Investment Advisors Limited 裕豐資產管理有限公司 RE 9 11 March 2019 20 April 2021
Nexus Investment Advisors Limited 裕豐資產管理有限公司 RE 4 11 March 2019 20 April 2021
Nexus Investment Advisors Limited 裕豐資產管理有限公司 RO 9 26 September 2014 11 March 2019
Nexus Investment Advisors Limited 裕豐資產管理有限公司 RO 4 26 September 2014 11 March 2019
Nexus Investment Advisors Limited 裕豐資產管理有限公司 RE 9 02 July 2014 26 September 2014
Samena Capital Hong Kong Limited 新盟資本香港有限公司 RO 9 16 February 2011 31 March 2014
Samena Capital Hong Kong Limited 新盟資本香港有限公司 RO 4 16 February 2011 31 March 2014
Samena Capital Hong Kong Limited 新盟資本香港有限公司 RE 9 19 January 2010 16 February 2011
Samena Capital Hong Kong Limited 新盟資本香港有限公司 RE 4 19 January 2010 16 February 2011
SPARX Asia Investment Advisors Limited RE 9 01 May 2007 06 January 2010
SPARX Asia Investment Advisors Limited RE 4 01 May 2007 06 January 2010
SPARX Asia Investment Advisors Limited RO 9 22 January 2007 01 May 2007
SPARX Asia Investment Advisors Limited RO 4 22 January 2007 01 May 2007
SPARX Asia Investment Advisors Limited RE 9 13 December 2006 22 January 2007
SPARX Asia Investment Advisors Limited RE 4 13 December 2006 22 January 2007
Trigon Advisers (Hong Kong) Limited RO 4 01 April 2003 23 November 2006
Trigon Advisers (Hong Kong) Limited RO 9 01 April 2003 23 November 2006