SFC Licences of LAU Wing Hong 劉永康
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 29 September 2009 | 05 December 2010 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 09 September 2009 | 05 December 2010 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 19 December 2008 | 01 September 2009 |