SFC Licences of CHAN Sung Yan 陳宋恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ABCI Securities Company Limited 農銀國際證券有限公司 | RO | 4 | 14 January 2008 | |
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 4 | 10 January 2007 | 14 January 2008 |
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 13 December 2006 | 10 December 2012 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 1 | 01 April 2003 | 30 November 2006 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 9 | 01 April 2003 | 29 December 2003 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 6 | 01 April 2003 | 29 December 2003 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 4 | 01 April 2003 | 29 December 2003 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 7 | 01 April 2003 | 07 November 2003 |