SFC Licences of LEUNG Siu Kwong 梁兆廣

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yue Xiu Securities Company Limited 越秀証券有限公司 RE 1 03 September 2021 05 January 2024
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 05 August 2021
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 07 October 2016 05 August 2021
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 07 October 2016 02 October 2017
Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司 RE 2 04 November 2010 16 June 2015
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE 1 04 November 2010 16 June 2015
Essence International Financial Holdings Limited 安信國際金融控股有限公司 RE 1 04 November 2010 15 September 2014
Karl-Thomson Securities Company Limited 高信證券有限公司 RE 1 01 April 2003 01 November 2010
Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 RE 2 01 April 2003 01 November 2010
Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 RE 5 01 April 2003 23 July 2004
Karl-Thomson Securities Company Limited 高信證券有限公司 RE 9 01 April 2003 23 July 2004
Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 RE 9 01 April 2003 23 July 2004
Karl-Thomson Securities Company Limited 高信證券有限公司 RE 4 01 April 2003 23 July 2004
Karl-Thomson Securities Company Limited 高信證券有限公司 RE 7 01 April 2003 23 July 2004
Karl-Thomson Securities Company Limited 高信證券有限公司 RE 6 01 April 2003 23 July 2004