SFC Licences of KUO Ming-Cheng 郭明正
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 | RO | 9 | 26 July 2011 | 29 February 2012 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 | RE | 9 | 06 May 2011 | 26 July 2011 |