SFC licenceholder ADR543 LAU Chun Keung 劉俊強

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 04 April 2020

Institution Role Licences Start date End date
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RO [1] (Dealing in Securities) 23 June 2014
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE [1] (Dealing in Securities) 17 November 2010 23 June 2014
Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司 RO [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 25 October 2010
Essence International Financial Holdings Limited 安信國際金融控股有限公司 RE [1] (Dealing in Securities) 09 August 2010 15 September 2014
South China Commodities Limited 南華期貨有限公司 RE [2] (Dealing in Futures Contracts) 25 May 2009 31 July 2010
South China Securities Limited 南華證券投資有限公司 RE [1] (Dealing in Securities) 15 April 2009 31 July 2010
Chi Capital Securities Limited RO [1] (Dealing in Securities), [4] (Advising on Securities) 22 April 2008 07 April 2009
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RO [2] (Dealing in Futures Contracts) 20 December 2005 09 March 2007
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE [3] (Leveraged Foreign Exchange Trading) 02 April 2004 09 March 2007
ETRADE Securities Limited 億創證券有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 23 October 2003 09 March 2007
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 23 October 2003 09 March 2007