SFC Licences of LEE Pui Ki, Peggy 李珮琪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 RE 4 29 January 2024
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 RE 1 29 January 2024
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RO 4 13 January 2022 22 September 2023
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RO 1 13 January 2022 22 September 2023
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 4 03 December 2021 13 January 2022
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 1 03 December 2021 13 January 2022
Allianz Global Investors Asia Pacific Limited RE 1 01 June 2015 29 September 2017
RCM Asia Pacific Limited RE 1 15 January 2014 31 May 2015
MIS Services Limited RE 9 01 November 2012 14 October 2013
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 9 01 September 2005 07 April 2006
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 4 01 September 2005 07 April 2006
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 1 25 August 2005 07 April 2006
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RE 1 01 April 2003 25 August 2005
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RE 9 01 April 2003 27 April 2004
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RE 4 01 April 2003 27 April 2004
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RE 6 01 April 2003 27 April 2004
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RE 7 01 April 2003 27 April 2004