SFC Licences of NG Ka Ming 吳家明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hongkong Bay Securities Limited 港灣證券有限公司 | RE | 1 | 13 June 2003 | 13 July 2007 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 | RE | 1 | 01 April 2003 | 20 May 2003 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 | RE | 6 | 01 April 2003 | 20 May 2003 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 | RE | 9 | 01 April 2003 | 20 May 2003 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 | RE | 4 | 01 April 2003 | 20 May 2003 |