SFC Licences of HO Lap Sze, Beatrice 何立思
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | RE | 4 | 05 June 2017 | |
| LGT Investment Management (Asia) Limited | RE | 1 | 05 June 2017 | |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 23 April 2004 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 23 April 2004 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 23 April 2004 |