SFC Licences of CHAN LO Po Ling, Pauline 陳羅寶靈
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Wanhai Securities (HK) Limited 萬海證券(香港)有限公司 | RE | 4 | 18 November 2010 | 03 March 2014 |
Wanhai Securities (HK) Limited 萬海證券(香港)有限公司 | RE | 1 | 18 November 2010 | 03 March 2014 |
Wanhai Securities (HK) Limited 萬海證券(香港)有限公司 | RO | 1 | 01 April 2003 | 18 November 2010 |
Wanhai Securities (HK) Limited 萬海證券(香港)有限公司 | RO | 4 | 01 April 2003 | 18 November 2010 |
Wanhai Securities (HK) Limited 萬海證券(香港)有限公司 | RO | 6 | 01 April 2003 | 17 November 2004 |
Wanhai Securities (HK) Limited 萬海證券(香港)有限公司 | RO | 9 | 01 April 2003 | 17 November 2004 |