SFC Licences of SIN Yuk Ching 冼玉青
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 03 October 2017 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 23 June 2006 | 02 October 2017 |
Aisance Asset Management Limited 君達資產管理有限公司 | RE | 9 | 23 June 2006 | 21 February 2013 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 06 December 2004 | 02 October 2017 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 06 December 2004 | |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 12 August 2003 | 06 December 2004 |
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 12 August 2003 | 06 December 2004 |
Open Securities Limited 開盤證券有限公司 | RE | 6 | 01 April 2003 | 12 August 2003 |
Open Securities Limited 開盤證券有限公司 | RE | 4 | 01 April 2003 | 12 August 2003 |
Open Securities Limited 開盤證券有限公司 | RE | 1 | 01 April 2003 | 12 August 2003 |
Open Securities Limited 開盤證券有限公司 | RE | 9 | 01 April 2003 | 12 August 2003 |