SFC Licences of BESHKE Clarence John

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Asia Limited RE 2 15 October 2010 16 November 2013
UBS Securities Asia Limited RE 1 15 October 2010 16 November 2013
UBS Securities Hong Kong Limited RE 1 18 March 2010 16 November 2013
UBS Derivatives Hong Kong Limited RE 2 15 September 2009 16 November 2013
UBS Derivatives Hong Kong Limited RO 2 24 March 2009 15 September 2009
UBS Derivatives Hong Kong Limited RE 2 20 May 2005 24 March 2009
UBS Securities Asia Limited RO 2 01 April 2003 15 October 2010
UBS Securities Asia Limited RO 1 01 April 2003 15 October 2010
UBS Securities Hong Kong Limited RO 1 01 April 2003 18 March 2010
UBS Derivatives Hong Kong Limited RO 2 01 April 2003 20 May 2005