SFC Licences of BESHKE Clarence John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 2 | 15 October 2010 | 16 November 2013 |
UBS Securities Asia Limited | RE | 1 | 15 October 2010 | 16 November 2013 |
UBS Securities Hong Kong Limited | RE | 1 | 18 March 2010 | 16 November 2013 |
UBS Derivatives Hong Kong Limited | RE | 2 | 15 September 2009 | 16 November 2013 |
UBS Derivatives Hong Kong Limited | RO | 2 | 24 March 2009 | 15 September 2009 |
UBS Derivatives Hong Kong Limited | RE | 2 | 20 May 2005 | 24 March 2009 |
UBS Securities Asia Limited | RO | 2 | 01 April 2003 | 15 October 2010 |
UBS Securities Asia Limited | RO | 1 | 01 April 2003 | 15 October 2010 |
UBS Securities Hong Kong Limited | RO | 1 | 01 April 2003 | 18 March 2010 |
UBS Derivatives Hong Kong Limited | RO | 2 | 01 April 2003 | 20 May 2005 |