SFC Licences of PAO Wai Man 鮑偉文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Excelerate Fund Management Limited 卓思基金管理有限公司 | RE | 9 | 28 October 2019 | |
| Excelerate Fund Management Limited 卓思基金管理有限公司 | RE | 9 | 14 January 2019 | 14 July 2019 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 30 October 2013 | 15 September 2014 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 30 October 2013 | 15 September 2014 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 03 March 2008 | 29 June 2013 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 03 March 2008 | 29 June 2013 |