SFC Licences of ZAU Ai Wei, Audrey 曹靄為

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 RE 4 18 July 2019
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 RE 1 18 July 2019
Rothschild & Co Wealth Management Hong Kong Limited RO 4 06 November 2015 30 June 2019
Rothschild & Co Wealth Management Hong Kong Limited RO 1 06 November 2015 30 June 2019
Rothschild & Co Wealth Management Hong Kong Limited RE 4 29 October 2015 06 November 2015
Rothschild & Co Wealth Management Hong Kong Limited RE 1 29 October 2015 06 November 2015
BHI Investment Advisors (Asia) Limited RO 4 04 January 2011 07 October 2015
BHI Investment Advisors (Asia) Limited RO 1 04 January 2011 07 October 2015
HSBC Trinkaus Investment Management Limited RO 1 02 June 2005 08 November 2010
HSBC Trinkaus Investment Management Limited RO 4 01 August 2003 08 November 2010
HSBC Trinkaus Investment Management Limited RE 4 01 April 2003 01 August 2003
HSBC Trinkaus Investment Management Limited RE 9 01 April 2003 10 June 2003
HSBC Trinkaus Investment Management Limited RE 6 01 April 2003 10 June 2003