SFC Licences of DAVIES Christopher Gareth Edward

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Asia Pacific Investment Advisors Limited RO 9 15 October 2008 30 November 2011
Asia Pacific Investment Advisors Limited RO 4 15 October 2008 15 April 2009
Asia Pacific Investment Advisors Limited RE 9 17 September 2008 15 October 2008
Wealth Management Group Limited RO 9 04 January 2008 26 June 2008
Wealth Management Group Limited RE 9 06 August 2007 04 January 2008
FWD Financial Planning Limited 富衛財務策劃有限公司 RE 4 21 October 2005 01 August 2006
AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 RE 4 04 November 2004 05 July 2005
AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 RE 1 04 November 2004 05 July 2005
UKFP (Asia) HK Limited RE 9 01 April 2003 28 September 2004
UKFP (Asia) HK Limited RE 1 01 April 2003 28 September 2004
UKFP (Asia) HK Limited RE 4 01 April 2003 28 September 2004
UKFP (Asia) HK Limited RE 6 01 April 2003 28 September 2004