SFC Licences of DAVIES Christopher Gareth Edward
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Asia Pacific Investment Advisors Limited | RO | 9 | 15 October 2008 | 30 November 2011 |
Asia Pacific Investment Advisors Limited | RO | 4 | 15 October 2008 | 15 April 2009 |
Asia Pacific Investment Advisors Limited | RE | 9 | 17 September 2008 | 15 October 2008 |
Wealth Management Group Limited | RO | 9 | 04 January 2008 | 26 June 2008 |
Wealth Management Group Limited | RE | 9 | 06 August 2007 | 04 January 2008 |
FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 4 | 21 October 2005 | 01 August 2006 |
AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 | RE | 4 | 04 November 2004 | 05 July 2005 |
AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 | RE | 1 | 04 November 2004 | 05 July 2005 |
UKFP (Asia) HK Limited | RE | 9 | 01 April 2003 | 28 September 2004 |
UKFP (Asia) HK Limited | RE | 1 | 01 April 2003 | 28 September 2004 |
UKFP (Asia) HK Limited | RE | 4 | 01 April 2003 | 28 September 2004 |
UKFP (Asia) HK Limited | RE | 6 | 01 April 2003 | 28 September 2004 |