SFC Licences of LIU Kan Ming 廖坤明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 24 January 2022
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 14 October 2008 24 January 2022
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 14 October 2008 02 October 2017
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 01 April 2003 07 October 2008
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 01 April 2003 07 October 2008
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 01 April 2003 07 October 2008
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 9 01 April 2003 24 June 2004
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 4 01 April 2003 24 June 2004
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 9 01 April 2003 24 June 2004
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 6 01 April 2003 24 June 2004
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 4 01 April 2003 24 June 2004
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 6 01 April 2003 24 June 2004
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 7 01 April 2003 24 June 2004
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 9 01 April 2003 24 June 2004
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 5 01 April 2003 24 June 2004
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 7 01 April 2003 24 June 2004