SFC Licences of LO Kam Wan 盧錦雲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hang Seng Futures Limited 恒生期貨有限公司 | RE | 5 | 12 February 2009 | 14 July 2017 |
| Hang Seng Futures Limited 恒生期貨有限公司 | RE | 2 | 12 February 2009 | 14 July 2017 |
| Hang Seng Securities Limited 恒生證券有限公司 | RE | 4 | 01 April 2003 | 16 March 2015 |
| Hang Seng Securities Limited 恒生證券有限公司 | RE | 1 | 01 April 2003 | 16 March 2015 |
| Hang Seng Securities Limited 恒生證券有限公司 | RE | 6 | 01 April 2003 | 07 May 2004 |
| Hang Seng Securities Limited 恒生證券有限公司 | RE | 9 | 01 April 2003 | 07 May 2004 |
| Hang Seng Securities Limited 恒生證券有限公司 | RE | 7 | 01 April 2003 | 01 December 2003 |