SFC Licences of FOO King Wah 符敬華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 4 01 April 2003 30 June 2004
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 1 01 April 2003 24 June 2003
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 6 01 April 2003 24 June 2003
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 9 01 April 2003 24 June 2003