SFC Licences of LO Wai Ngor 盧惠娥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 | RE | 9 | 07 December 2004 | 30 April 2008 |
Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 | RE | 4 | 07 December 2004 | 30 April 2008 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 01 April 2003 | 05 November 2004 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 01 April 2003 | 05 November 2004 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 6 | 01 April 2003 | 06 May 2004 |