SFC Licences of LO Wai Ngor 盧惠娥

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 RE 9 07 December 2004 30 April 2008
Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 RE 4 07 December 2004 30 April 2008
HSBC Global Asset Management (Hong Kong) Limited RE 4 01 April 2003 05 November 2004
HSBC Global Asset Management (Hong Kong) Limited RE 9 01 April 2003 05 November 2004
HSBC Global Asset Management (Hong Kong) Limited RE 6 01 April 2003 06 May 2004