SFC Licences of LEE Shu Fan 李樹勛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tarascon Capital Management (Hong Kong) Limited | RO | 9 | 26 July 2017 | 30 September 2023 |
| Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 | RO | 9 | 17 February 2015 | 14 July 2017 |
| Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 | RO | 4 | 17 February 2015 | 14 July 2017 |
| Nuoxin Capital (Hong Kong) Limited 諾信資本(香港)有限公司 | RO | 9 | 21 March 2011 | 29 January 2015 |
| Nuoxin Capital (Hong Kong) Limited 諾信資本(香港)有限公司 | RO | 4 | 21 March 2011 | 29 January 2015 |