SFC Licences of CHOONG Wooi Kean, Ignatius
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Allspring Global Investments (Hong Kong) Limited | RO | 4 | 21 December 2022 | |
| Allspring Global Investments (Hong Kong) Limited | RO | 1 | 21 December 2022 | |
| Wells Fargo Securities Asia Limited | RO | 4 | 18 March 2016 | 31 March 2022 |
| Wells Fargo Securities Asia Limited | RO | 1 | 18 March 2016 | 31 March 2022 |
| Wells Fargo Securities Asia Limited | RO | 9 | 15 March 2013 | 31 March 2022 |
| Wells Fargo Securities Asia Limited | RE | 1 | 11 October 2010 | 13 May 2011 |
| Wells Fargo Securities Asia Limited | RE | 9 | 11 October 2010 | 13 May 2011 |
| Wells Fargo Securities Asia Limited | RE | 4 | 11 October 2010 | 13 May 2011 |
| Wells Fargo Securities Asia Limited | RO | 9 | 10 August 2009 | 11 October 2010 |
| Wells Fargo Securities Asia Limited | RO | 4 | 10 August 2009 | 11 October 2010 |
| Wells Fargo Securities Asia Limited | RO | 1 | 10 August 2009 | 11 October 2010 |