SFC Licences of KWOK Chun Wing 郭振榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 | RE | 2 | 01 November 2010 | 08 July 2011 |
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 | RE | 1 | 01 November 2010 | 08 July 2011 |
| Corporate Commodities Limited 協聯期貨有限公司 | RE | 2 | 27 February 2006 | 30 November 2007 |
| Corporate Brokers Limited 協聯證券有限公司 | RE | 1 | 27 February 2006 | 30 November 2007 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 26 October 2005 | 21 February 2006 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 26 October 2005 | 21 February 2006 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 | RE | 2 | 29 July 2004 | 15 October 2005 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 29 July 2004 | 15 October 2005 |