SFC licenceholder ADU122 WONG Sau Lin 汪秀蓮

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 04 April 2020

Institution Role Licences Start date End date
Cinda International Futures Limited 信達國際期貨有限公司 RE [2] (Dealing in Futures Contracts) 24 January 2020
Cinda International Securities Limited 信達國際證券有限公司 RE [1] (Dealing in Securities) 24 January 2020
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE [1] (Dealing in Securities) 24 December 2010 14 January 2020
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE [2] (Dealing in Futures Contracts) 24 December 2010 14 January 2020
VC Brokerage Limited 滙盈證券有限公司 RE [1] (Dealing in Securities) 01 April 2003 18 December 2010
VC Futures Limited 滙盈期貨有限公司 RE [2] (Dealing in Futures Contracts) 01 April 2003 18 December 2010
VC Brokerage Limited 滙盈證券有限公司 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance), [9] (Asset Management) 01 April 2003 08 June 2004
VC Futures Limited 滙盈期貨有限公司 RE [5] (Advising on Futures Contracts), [9] (Asset Management) 01 April 2003 08 June 2004
VC Brokerage Limited 滙盈證券有限公司 RE [7] (Providing Automated Trading Services) 01 April 2003 26 August 2003