SFC Licences of WONG Sau Lin 汪秀蓮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 24 January 2020 | |
Cinda International Futures Limited 信達國際期貨有限公司 | RE | 2 | 24 January 2020 | |
RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 24 December 2010 | 14 January 2020 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 24 December 2010 | 14 January 2020 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 1 | 01 April 2003 | 18 December 2010 |
VC Futures Limited 滙盈期貨有限公司 | RE | 2 | 01 April 2003 | 18 December 2010 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 4 | 01 April 2003 | 08 June 2004 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 6 | 01 April 2003 | 08 June 2004 |
VC Futures Limited 滙盈期貨有限公司 | RE | 9 | 01 April 2003 | 08 June 2004 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 9 | 01 April 2003 | 08 June 2004 |
VC Futures Limited 滙盈期貨有限公司 | RE | 5 | 01 April 2003 | 08 June 2004 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 7 | 01 April 2003 | 26 August 2003 |