SFC Licences of LAU Ka Kit, Paul 劉家傑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 | RE | 9 | 17 October 2012 | |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 | RE | 1 | 17 October 2012 | |
| Thaddeus Capital Management (HK) Limited | RE | 9 | 11 September 2007 | 29 February 2012 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 | RE | 5 | 04 January 2006 | 07 September 2007 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 | RE | 9 | 26 September 2005 | 07 September 2007 |
| Descartes Global Asset Management Limited 阜豐環球資產管理有限公司 | RE | 9 | 27 October 2004 | 26 July 2005 |