SFC Licences of LAU Yee Ching 劉宜靜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 15 May 2015 | 30 August 2016 |
Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 01 April 2003 | 12 May 2014 |
Mason Futures Limited 茂宸期貨有限公司 | RE | 2 | 01 April 2003 | 12 May 2014 |
Mason Securities Limited 茂宸證券有限公司 | RE | 9 | 01 April 2003 | 22 February 2005 |
Mason Securities Limited 茂宸證券有限公司 | RE | 4 | 01 April 2003 | 22 February 2005 |
Mason Futures Limited 茂宸期貨有限公司 | RE | 5 | 01 April 2003 | 22 February 2005 |
Mason Securities Limited 茂宸證券有限公司 | RE | 7 | 01 April 2003 | 22 February 2005 |
Mason Securities Limited 茂宸證券有限公司 | RE | 6 | 01 April 2003 | 22 February 2005 |
Mason Futures Limited 茂宸期貨有限公司 | RE | 9 | 01 April 2003 | 22 February 2005 |