SFC Licences of LAU Yee Ching 劉宜靜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 15 May 2015 30 August 2016
Mason Securities Limited 茂宸證券有限公司 RE 1 01 April 2003 12 May 2014
Mason Futures Limited 茂宸期貨有限公司 RE 2 01 April 2003 12 May 2014
Mason Securities Limited 茂宸證券有限公司 RE 9 01 April 2003 22 February 2005
Mason Securities Limited 茂宸證券有限公司 RE 4 01 April 2003 22 February 2005
Mason Futures Limited 茂宸期貨有限公司 RE 5 01 April 2003 22 February 2005
Mason Securities Limited 茂宸證券有限公司 RE 7 01 April 2003 22 February 2005
Mason Securities Limited 茂宸證券有限公司 RE 6 01 April 2003 22 February 2005
Mason Futures Limited 茂宸期貨有限公司 RE 9 01 April 2003 22 February 2005