SFC Licences of CHAN Sai Hung 陳世雄

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017
Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 RE 1 05 October 2012 02 October 2017
KGI Wealth Management Limited 凱基財富管理有限公司 RE 1 23 December 2009 02 October 2017
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 1 01 April 2003 02 October 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 01 April 2003 02 October 2017
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 4 01 April 2003 03 June 2004
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 6 01 April 2003 03 June 2004
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 9 01 April 2003 03 June 2004
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 01 April 2003 03 June 2004
KGI Asia Limited 凱基證券亞洲有限公司 RE 6 01 April 2003 03 June 2004
KGI Asia Limited 凱基證券亞洲有限公司 RE 9 01 April 2003 03 June 2004
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 5 01 April 2003 03 June 2004
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 9 01 April 2003 03 June 2004
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 7 01 April 2003 21 July 2003
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 01 April 2003