SFC Licences of TANG Chung Kwan 鄧仲君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Enlighten Futures Limited 名匯期貨有限公司 | RE | 2 | 28 October 2010 | 14 January 2011 |
Enlighten Securities Limited 名匯證券有限公司 | RE | 1 | 28 October 2010 | 14 January 2011 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 05 November 2003 | 10 January 2005 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 01 April 2003 | 10 January 2005 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 01 April 2003 | 15 October 2003 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 01 April 2003 | 15 October 2003 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 7 | 01 April 2003 | 15 October 2003 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 9 | 01 April 2003 | 15 October 2003 |