SFC Licences of LEE Man Yiu, Paul 李文耀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Morgan Stanley Hong Kong Securities Limited	RE	7	29 February 2016
Morgan Stanley Hong Kong Securities Limited	RE	2	29 February 2016
Morgan Stanley Hong Kong Securities Limited	RE	1	29 February 2016
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	29 February 2016
Phoenician Limited 富理基有限公司	RO	4	21 September 2015	12 February 2016
Phoenician Limited 富理基有限公司	RO	9	15 April 2014	12 February 2016
China Reserve Securities Limited 東儲證券有限公司	RE	1	16 October 2009	20 June 2011
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	20 December 2007	19 November 2008
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	2	25 October 2007	17 November 2007
Daiwa Securities SMBC Futures (Asia) Limited 大和証券盛民博昌期貨(亞洲)有限公司	RE	2	20 August 2007	17 November 2007
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	1	20 August 2007	17 November 2007
Funderstone Securities Limited	RE	1	05 July 2004	25 May 2005
Funderstone Futures Limited	RE	2	05 July 2004	25 May 2005