SFC Licences of NG Kwok Leung 吳國良
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 30 April 2009 | 31 October 2009 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 | RE | 2 | 30 April 2009 | 31 October 2009 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 16 July 2007 | 08 November 2008 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 16 July 2007 | 08 November 2008 |
| Mason Futures Limited 茂宸期貨有限公司 | RE | 2 | 01 April 2003 | 13 June 2007 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 01 April 2003 | 13 June 2007 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 7 | 01 April 2003 | 22 February 2005 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 9 | 01 April 2003 | 22 February 2005 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 6 | 01 April 2003 | 22 February 2005 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 4 | 01 April 2003 | 22 February 2005 |
| Mason Futures Limited 茂宸期貨有限公司 | RE | 5 | 01 April 2003 | 22 February 2005 |
| Mason Futures Limited 茂宸期貨有限公司 | RE | 9 | 01 April 2003 | 22 February 2005 |