SFC Licences of CHENG Yau Ming, Kevin 鄭幼明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 21 August 2023 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 08 April 2014 | 21 August 2023 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 08 April 2014 | 02 October 2017 |
| Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 | RE | 2 | 28 August 2012 | 31 March 2014 |
| Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 | RE | 1 | 28 August 2012 | 31 March 2014 |