SFC Licences of LEE Kin Ping, Christophe 李建平

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sun Hung Kai Capital Partners Limited RO 9 15 January 2024
Sun Hung Kai Capital Partners Limited RO 4 15 January 2024
Sun Hung Kai Capital Partners Limited RO 1 15 January 2024
Sun Hung Kai Capital Partners Limited RE 9 20 December 2023 15 January 2024
Sun Hung Kai Capital Partners Limited RE 4 20 December 2023 15 January 2024
Sun Hung Kai Capital Partners Limited RE 1 20 December 2023 15 January 2024
IDEG Asset Management (Hong Kong) Limited RO 9 03 January 2023 21 April 2023
IDEG Asset Management (Hong Kong) Limited RO 4 03 January 2023 21 April 2023
IDEG Asset Management (Hong Kong) Limited RO 1 03 January 2023 21 April 2023
Lotus Asset Management Limited 蓮華資產管理有限公司 RO 9 25 November 2019 10 August 2022
Lotus Asset Management Limited 蓮華資產管理有限公司 RO 4 25 November 2019 10 August 2022
Zheng He Capital Management Limited 鄭和資本管理有限公司 RE 9 06 June 2019 19 September 2019
Zheng He Capital Management Limited 鄭和資本管理有限公司 RE 4 06 June 2019 19 September 2019
Lotus Asset Management Limited 蓮華資產管理有限公司 RO 9 14 January 2019 28 May 2019
Lotus Asset Management Limited 蓮華資產管理有限公司 RO 4 14 January 2019 28 May 2019
MZ Asset Management Limited 明智資產管理有限公司 RO 9 06 July 2015 31 July 2018
Fenex Capital Management Limited 鳳康資本有限公司 RO 9 16 May 2014 04 August 2014
FrontPoint Management (Hong Kong), Ltd. RO 9 01 November 2010 31 March 2011
FrontPoint Management (Hong Kong), Ltd. RE 9 28 September 2010 01 November 2010
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RO 1 03 August 2009 01 September 2010
CES Forex (HK) Limited 光證外匯（香港）有限公司 RE 3 19 September 2007 01 September 2010
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 10 April 2006 03 August 2009
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 2 18 January 2006 01 September 2010
Bright Fund Management Limited 光明投資管理有限公司 RO 9 01 March 2005 01 September 2010
Sun Hung Kai Research Limited 新鴻基資料研究有限公司 RO 4 26 November 2004 31 March 2005
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RO 4 13 August 2004 01 September 2010
CES Forex (HK) Limited 光證外匯（香港）有限公司 RE 3 19 November 2003 24 August 2004
Bright Fund Management Limited 光明投資管理有限公司 RO 1 01 April 2003 01 September 2010
Bright Fund Management Limited 光明投資管理有限公司 RO 4 01 April 2003 01 September 2010
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 RO 1 01 April 2003 19 January 2007
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RO 1 01 April 2003 10 April 2006
CES Wealth Management (HK) Limited 光證優越理財（香港）有限公司 RO 4 01 April 2003 31 March 2005
Bright Fund Management Limited 光明投資管理有限公司 RO 6 01 April 2003 19 November 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RO 6 01 April 2003 19 November 2003
Bright Fund Management Limited 光明投資管理有限公司 RO 9 01 April 2003 19 November 2003
CES Wealth Management (HK) Limited 光證優越理財（香港）有限公司 RO 9 01 April 2003 19 November 2003
CES Forex (HK) Limited 光證外匯（香港）有限公司 RO 3 01 April 2003 19 November 2003
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 RO 7 01 April 2003 19 November 2003
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 RO 6 01 April 2003 19 November 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RO 9 01 April 2003 19 November 2003
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 RO 4 01 April 2003 19 November 2003
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 RO 9 01 April 2003 19 November 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RO 4 01 April 2003 19 November 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RO 7 01 April 2003 07 July 2003