SFC Licences of KOK Pui Mo 郭佩武
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 12 March 2009 | 25 March 2010 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 12 March 2009 | 25 March 2010 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 13 June 2006 | 01 December 2008 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 13 June 2006 | 01 December 2008 |
| Roctec Futures Trading Company Limited 鷹達期貨有限公司 | RE | 2 | 01 April 2003 | 29 March 2006 |
| Roctec Securities Company Limited 鷹達證券有限公司 | RE | 1 | 01 April 2003 | 29 March 2006 |
| Roctec Securities Company Limited 鷹達證券有限公司 | RE | 4 | 01 April 2003 | 07 March 2005 |
| Roctec Securities Company Limited 鷹達證券有限公司 | RE | 6 | 01 April 2003 | 07 March 2005 |
| Roctec Securities Company Limited 鷹達證券有限公司 | RE | 9 | 01 April 2003 | 07 March 2005 |
| Roctec Futures Trading Company Limited 鷹達期貨有限公司 | RE | 5 | 01 April 2003 | 07 March 2005 |
| Roctec Futures Trading Company Limited 鷹達期貨有限公司 | RE | 9 | 01 April 2003 | 07 March 2005 |