SFC Licences of LAM Chung Leung, Frank 林忠良
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 07 March 2017 | 02 October 2017 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 07 March 2017 | |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 | RE | 2 | 30 July 2004 | 28 February 2017 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 30 July 2004 | 28 February 2017 |
| VC Futures Limited 滙盈期貨有限公司 | RE | 2 | 27 April 2004 | 28 July 2004 |
| VC Brokerage Limited 滙盈證券有限公司 | RE | 1 | 27 April 2004 | 28 July 2004 |
| Wings Securities (HK) Limited 金鵬證券有限公司 | RE | 1 | 24 October 2003 | 16 April 2004 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 | RE | 2 | 16 June 2003 | 16 April 2004 |
| Drake & Morgan Limited | RE | 1 | 01 April 2003 | 24 October 2003 |
| Drake & Morgan Limited | RE | 9 | 01 April 2003 | 10 June 2003 |
| Drake & Morgan Limited | RE | 6 | 01 April 2003 | 10 June 2003 |
| Drake & Morgan Limited | RE | 4 | 01 April 2003 | 10 June 2003 |