SFC Licences of LEE Shuen Chung, Abraham 李尚聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 10 April 2015 | 28 February 2017 |
| Planetree Securities Limited 梧桐證券有限公司 | RE | 1 | 27 February 2015 | 27 March 2015 |
| Rabo Brokerage HK Limited 荷合證券香港有限公司 | RE | 1 | 12 September 2007 | 31 August 2013 |