SFC Licences of LEE Wai Chung 李慧中
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 13 April 2017 | 02 October 2017 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 1 | 28 December 2004 | 02 October 2017 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 28 December 2004 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 21 December 2004 | 02 October 2017 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 07 October 2004 | 09 December 2004 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 11 May 2004 | 29 July 2004 |
| Seekers Markets Limited 中南金融有限公司 | RE | 9 | 01 April 2003 | 24 April 2004 |
| Seekers Markets Limited 中南金融有限公司 | RE | 6 | 01 April 2003 | 24 April 2004 |
| Seekers Markets Limited 中南金融有限公司 | RE | 4 | 01 April 2003 | 24 April 2004 |
| Seekers Markets Limited 中南金融有限公司 | RE | 1 | 01 April 2003 | 24 April 2004 |