SFC Licences of LEE Kwok Tung, Samuel 李國棟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 23 February 2016 | 11 October 2016 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 23 February 2016 | 11 October 2016 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 2 | 16 June 2004 | 29 January 2016 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 24 May 2004 | 29 January 2016 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 29 May 2003 | 04 December 2003 |