SFC Licences of LUO Yi 羅一
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CVC Asia Pacific Limited | RE | 9 | 24 March 2016 | 30 June 2017 |
CVC Asia Pacific Limited | RE | 6 | 24 March 2016 | 30 June 2017 |
CVC Asia Pacific Limited | RE | 4 | 24 March 2016 | 30 June 2017 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 24 April 2003 |
Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 24 April 2003 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 24 April 2003 |
Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 24 April 2003 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 24 April 2003 |