SFC Licences of LUO Yi 羅一

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CVC Asia Pacific Limited RE 9 24 March 2016 30 June 2017
CVC Asia Pacific Limited RE 6 24 March 2016 30 June 2017
CVC Asia Pacific Limited RE 4 24 March 2016 30 June 2017
Merrill Lynch (Asia Pacific) Limited RE 1 01 April 2003 24 April 2003
Merrill Lynch (Asia Pacific) Limited RE 9 01 April 2003 24 April 2003
Merrill Lynch (Asia Pacific) Limited RE 4 01 April 2003 24 April 2003
Merrill Lynch (Asia Pacific) Limited RE 7 01 April 2003 24 April 2003
Merrill Lynch (Asia Pacific) Limited RE 6 01 April 2003 24 April 2003