SFC Licences of CHAN Pui Chi 陳沛慈
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 27 September 2007 | 25 April 2009 |
| Kwai Hung Securities Company Limited 桂洪證券有限公司 | RE | 1 | 01 August 2007 | 20 September 2007 |