SFC Licences of LO Kam Tong 盧錦棠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 01 April 2003 | 10 June 2020 |
Prudential Brokerage Limited 信誠證券有限公司 | RE | 6 | 01 April 2003 | 07 June 2004 |
Prudential Brokerage Limited 信誠證券有限公司 | RE | 7 | 01 April 2003 | 07 June 2004 |
Prudential Brokerage Limited 信誠證券有限公司 | RE | 9 | 01 April 2003 | 07 June 2004 |
Prudential Brokerage Limited 信誠證券有限公司 | RE | 4 | 01 April 2003 | 07 June 2004 |