SFC Licences of WONG Miu Ling, Phillis 黃妙玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| FDB Financial Group Limited 灃展金融集團有限公司 | RO | 6 | 13 April 2006 | 01 July 2009 |
| FDB Financial Group Limited 灃展金融集團有限公司 | RE | 6 | 17 February 2006 | 13 April 2006 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 | RO | 6 | 23 March 2004 | 09 February 2006 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 | RO | 6 | 01 April 2003 | 23 March 2004 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RO | 6 | 01 April 2003 | 23 March 2004 |