SFC Licences of LAM Yan Tung, Joyce 林恩彤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 12 August 2004 | 07 February 2009 |
| Wings Securities (HK) Limited 金鵬證券有限公司 | RE | 1 | 01 April 2003 | 15 June 2004 |
| Wings Securities (HK) Limited 金鵬證券有限公司 | RE | 6 | 01 April 2003 | 23 April 2004 |
| Wings Securities (HK) Limited 金鵬證券有限公司 | RE | 9 | 01 April 2003 | 23 April 2004 |
| Wings Securities (HK) Limited 金鵬證券有限公司 | RE | 4 | 01 April 2003 | 23 April 2004 |