SFC Licences of FUNG Yu Wai, David 馮裕偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nexus Investment Advisors Limited 裕豐資產管理有限公司 RO 1 21 June 2017 04 January 2022
Nexus Investment Advisors Limited 裕豐資產管理有限公司 RO 4 23 July 2014
Nexus Investment Advisors Limited 裕豐資產管理有限公司 RO 9 02 May 2014
SPARX Asia Investment Advisors Limited RO 9 11 January 2012 02 May 2014
SPARX Asia Investment Advisors Limited RO 4 11 January 2012 02 May 2014
SPARX Asia Investment Advisors Limited RE 9 11 September 2006 11 January 2012
SPARX Asia Investment Advisors Limited RE 4 11 September 2006 11 January 2012
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 15 August 2003 29 July 2006
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 15 August 2003 29 July 2006
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 9 01 April 2003 22 May 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 7 01 April 2003 22 May 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 01 April 2003 22 May 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 01 April 2003 22 May 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 01 April 2003 22 May 2003