SFC Licences of CHEUNG Shirley Sin-Man 張倩雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 | RO | 9 | 02 July 2008 | 03 December 2010 |
KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 | RO | 4 | 02 July 2008 | 03 December 2010 |
KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 | RO | 1 | 02 July 2008 | 03 December 2010 |
CLSA Premium International (HK) Limited | RO | 3 | 20 October 2004 | 03 December 2010 |
Dah Sing Securities Limited 大新證券有限公司 | RO | 1 | 01 April 2003 | 16 June 2003 |
Dah Sing Securities Limited 大新證券有限公司 | RO | 4 | 01 April 2003 | 16 June 2003 |
Dah Sing Securities Limited 大新證券有限公司 | RO | 6 | 01 April 2003 | 16 June 2003 |
Dah Sing Securities Limited 大新證券有限公司 | RO | 9 | 01 April 2003 | 16 June 2003 |