SFC Licences of YIP James 葉強華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 RO 4 04 October 2010 13 August 2013
Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 RO 1 04 October 2010 13 August 2013
Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 RO 9 06 August 2010 08 February 2012
FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 RO 9 06 August 2010 01 January 2012
FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 RO 4 18 October 2006 13 August 2013
FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 RO 1 18 October 2006 13 August 2013
Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 RO 4 18 October 2006 08 November 2007
Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 RO 1 18 October 2006 08 November 2007
Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 RE 9 18 October 2006 08 November 2007
Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 RE 4 08 September 2006 18 October 2006
Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 RE 1 08 September 2006 18 October 2006
FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 RE 4 08 September 2006 18 October 2006
FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 RE 1 08 September 2006 18 October 2006
iMarkets Structured Products Limited RO 4 07 June 2005 14 March 2006
iMarkets Limited RO 7 07 June 2005 14 March 2006
iMarkets Limited RO 1 07 June 2005 14 March 2006
iEngines Limited RO 4 25 May 2004 25 October 2004
Prosticks.com Limited 乾坤燭有限公司 RO 4 01 April 2003 04 November 2004