SFC Licences of LEE Cristi Boon-yee 李本儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 | RE | 9 | 08 October 2008 | 01 February 2010 |
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 | RE | 4 | 08 October 2008 | 01 February 2010 |
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 | RE | 1 | 08 October 2008 | 01 February 2010 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 10 April 2007 | 11 September 2008 |
HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 18 May 2005 | 11 September 2008 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 18 May 2005 | 11 September 2008 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 18 May 2005 | 11 September 2008 |
HPEF Capital Partners Limited 匯睿資本有限公司 | RE | 4 | 20 September 2004 | 09 May 2005 |
HPEF Capital Partners Limited 匯睿資本有限公司 | RE | 9 | 01 April 2003 | 09 May 2005 |
HPEF Capital Partners Limited 匯睿資本有限公司 | RE | 4 | 01 April 2003 | 15 April 2004 |
HPEF Capital Partners Limited 匯睿資本有限公司 | RE | 6 | 01 April 2003 | 15 March 2004 |